Securian Financial Services, Inc.
Disclosure required by Financial Industry Regulatory Authority (FINRA) Rule 4370
To address interruptions to our normal course of business, Securian Financial Services, Inc., registered broker-dealer affiliated with Minnesota Life, maintains a business continuity plan that includes a geographically dispersed data center and processing facility. The plan is reviewed annually and updated as necessary.
The plan outlines the actions to be taken by Securian in the event of a building, city or regional incident causing a significant business disruption. The actions to be taken include:
- Relocating key business, technical and processing associates to an alternate location that is maintained and business-ready on a 24/7 basis
- Creating a redundant environment at the recovery site that routinely tests business applications
- Data center recovery and storage of electronic backup and paper documents to meet our recovery needs